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ACAT Model Equations

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This section details the equations that define and support the Advanced Compartmental Absorption and Transit (ACAT) model developed by Simulations Plus, which extends the capabilities of the pre-cursor Compartmental Absorption and Transit (CAT) model to include in vivo drug behavior of first-pass metabolism and colonic absorption. See:


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For details about the internal standards that were used to define the equations in this section, see Equation Standards.


Dynamic Fluid Volume Model Equations

Equation 1-1:  Change in fluid volume versus time

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where:

Variable

Definition

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The volume of the fluid in the jth intestinal compartment.

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The volume of the fluid in the previous intestinal compartment (i.e. j-1).

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Time.

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The water secretion rate(s) in the jth intestinal compartment.

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The water absorption rate(s) in the jth intestinal compartment.

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The transit rate of the jth intestinal compartment.

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The transit rate of the previous intestinal compartment (i.e. j-1).

Equation 1-2:  Change in drug concentration due to fluid volume versus time

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where:

Variable

Definition

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Time.

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The total concentration of the drug in the jth intestinal compartment at time t.

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The volume of fluid in the jth intestinal compartment.

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The mass of drug in the jth intestinal compartment.

Equation 1-3:  Secretion rate for a new Dynamic Fluid Volume model

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where:

Variable

Definition

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The volume of the fluid in the jth intestinal compartment.

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The volume of the fluid in the previous intestinal compartment (i.e. j-1).

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Time.

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The new secretion rate in the jth intestinal compartment.

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The gut compartment.

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The water absorption rate(s) in the jth intestinal compartment.

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The transit rate of the jth intestinal compartment.

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The new fluid volume in the jth intestinal compartment.

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The transit rate of the previous intestinal compartment (i.e. j-1).

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The new fluid volume in the previous intestinal compartment (i.e. j-1).

Fed State Physiologies Equations

Equation 1-4:  Second-order polynomial for the prediction of bile salt concentration in the intestinal lumen based on % fat in a meal

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Table 1-1:   Polynomial coefficients for Equation 1-4

 

Duodenum

Jejunum1

Jenjunum2

Ileum1

Ileum2

Ileum3

A2

2.131E-04

-3.716E-04

-1.237E-03

-1.217E-03

-2.631E-03

-7.747E-05

A1

2.957E-01

2.746E-01

2.863E-01

2.177E-01

2.677E-01

1.934E-02

A0

5.379E+00

4.117E+00

2.985E+00

1.844E+00

3.265E-01

2.196E-01

Solubility and Dissolution Models Equations

Equation 1-5: Difference between aqueous and in vivo solubility caused by the presence of bile salts

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where:

Variable

Definition

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The aqueous solubility at a given pH.

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The aqueous solubilization capacity calculated as the ratio of moles of drug to moles of water at a concentration that is equal to aqueous solubility.

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The drug molecular weight.

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The bile salts concentration.

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The solubility in the presence of bile salts at concentration [bile] and at the same pH as Cs,aq.

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The bile salt solubilization ratio, where two options are available for estimation of this value.

  • in vitro SR can be obtained from in vitro solubilities measured in biorelevant media with known concentration of bile salts using Equation 1-5.

  • Theoretical predication based on logP 5 . See Equation 1-6.

Equation 1-6:    Theoretical prediction of SR based on logP

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Equation 1-7: Apparent Solubility of Drug in Presence of Surfactant

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Note that if

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, then
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.

Equation 1-8:  Cyclodextrin binding constant

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where:

Variable

Definition

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The concentration of cyclodextrin-drug complex.

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The concentration of free, dissolved drug.

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The concentration of free cyclodextrin.

Equation 1-9:    Default model equation for dissolution rate

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Equation 1-10:    Wang-Flanagan model equation for dissolution rate

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Equation 1-11: Z-Factor model equation for dissolution rate

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where:

Variable

Definition

Note: All symbols in all three model equations represent the same properties or quantities.

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The amount of drug that is dissolved.

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The effective diffusion coefficient.

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The spherical particle radius at the current time.

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The shape factor that accounts for non-spherical shape of the particles and is specified as the ratio of length and diameter of the particle.

Note: For spherical particles, S =1.

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The solubility at the pH of the corresponding jth intestinal compartment.

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The total concentration of drug in the lumen of the jth intestinal compartment at time t.

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The amount of drug that is undissolved at time = t.

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The amount of drug that is undissolved at time =0.

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The density of the drug.

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The thickness of the diffusion layer.

Equation 1-12: Term represented by the z factor

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Equation 1-13: Effective diffusion coefficient calculation

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where:

Variable

Definition

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The aqueous diffusion coefficient of drug monomers (free dissolved drug).

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The fraction of free, dissolved drug calculated as the ratio of aqueous solubility and solubility in the presence of bile salts.

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The diffusion coefficient of the bile salt-phospholipid-drug aggregate.

Equation 1-14: Probability density function for the Legacy Log-Normal distribution

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where:

Variable

Definition

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The mean radius (μ) in log units as calculated from the user-specified value for the radius in microns.

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The mean standard deviation in log units as calculated from the user-specified value of standard deviation (σ) in microns.

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Equation 1-15: Lower radius limit, Legacy Log-Normal distribution

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Equation 1-16: Upper radius limit, Legacy Log-Normal distribution

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Equation 1-17: Probability density function for the Normal distribution

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where:

Variable

Definition

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The mean radius in microns.

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The mean standard deviation in microns.

Equation 1-18: Lower radius limit, Normal distribution

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Equation 1-19: Upper radius limit, Normal distribution

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Equation 1-20: Adjusting the particle radius to the remaining undissolved amount

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where:

Variable

Definition

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The particle radius of bin k at time t.

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The particle radius of bin k at time 0.

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The total undissolved amount in bin k (across all compartments) at time t.

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The total undissolved amount in bin k (across all compartments) at time 0.

Equation 1-21: Kelvin equation

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where:

Variable

Definition

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The solubility of drug particle of radius r at temperature T.

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The solubility with no curvature at temperature T.

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The interfacial surface tension.

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The molar volume of drug calculated as the ratio of molecular weight and density.

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The gas constant.

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The drug particle radius.

Equation 1-22: Solubility with no curvature at temperature T

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Equation 1-23: Calculation of K in Equation 1-22

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where:

Variable

Definition

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The reference solubility measured at temperature Tref.

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The melting point of the drug.

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The currently specified temperature.

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The molecular weight of the drug.

Equation 1-24: Nanofactor Effect calculation

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where:

Variable

Definition

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The drug particle radius.

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The NanoFactor, which is a user-defined, compound-specific parameter, with the same value being applicable across formulations with differing sizes of drug particles.

Equation 1-25: Fraction of Unbound Drug in Solution

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where Cu(t) is the unbound drug concentration at all times and C(t) the total drug concentration at all times. Equilibration is assumed to be instantaneous and so fu is anticipated to be constant. The affinity to surfactants kaff, is experimentally determined to apparent solubility vs surfactant concentration (Csurf) in each dissolution medium (See Effect of surfactants on drug solubility).

Equation 1-26: Dissolution Rate Calculation

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Where A(t) (m2) is the surface area of the particle at time t, Du and Db the diffusion coefficient of the unbound drug and micelle-bound drug respectively (m2.s-1), hu and hb the UWL thickness of the unbound drug and micelle-bound drug respectively (m), CS,u is the unbound drug solubility at the surface of the drug crystal and Cu, the unbound drug concentration in the bulk (kg.m-3). This equation sums up the flux of drug dissolving from the crystal surface as free and micelle bound drug.

Equation 1-27: Dissolution Rate Expanded Equation

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Equation 1-28: Characteristic Length Scale for Diffusion

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Equation 1-29: Stokes-Einstein Equation for Diffusion Coefficient

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Where k = 1.3806504 10-23 (J.K-1) is the Boltzmann constant, T is the absolute temperature in kelvin, η (Pa.s) is the dynamic viscosity of the solvent and rh (m) is the hydrodynamic radius of the diffusing solute. The hydrodynamic radius of the solute can be estimated, assuming that the molecular shape is a sphere and that the hydration of the solute is negligible, by the following equation:

Equation 1-30: Calculation of Diffusion Coefficient in Water

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Where MW is the molecular weight of the drug (g.mol-1), NA = 6.02214179 1023 (mol-1) is the Avogadro number and ρS is the drug true density in (kg.m-3). The effect of temperature for dissolution is accounted for by a change in the water viscosity.

Equation 1-31: Solubility of Drug Particles as a Function of Particle Radius

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Where Cr stands for the solubility of a drug particle of radius r (m). Cis the solubility of the same drug with no curvature (or an infinite radius of curvature) at temperature T. Units for C and Cr are the same relevant concentration units. Rg = 8.314472 J.K-1.mol-1 is the ideal gas constant, T (K) is the absolute temperature,

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 (J.m-2) is the interfacial tension between the solid and the liquid and Vmolar (m3.mol-1) is the molar volume of the drug.

Equation 1-32: Calculation of Number of Particles per bin

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Where ρS (kg.m-3) is the material true density assuming a spherical particle size. At all times, the UWL thickness for the dissolving particles and the unbound drug is given by hu(t)= r(t) if r(t)<30 µm or hu(t)=30 µm if r(t) ≥ 30 µm. In each particle bin the mass of particles is reduced by integrating equation 9 over time.

Equation 1-33: Surface Area of Dissolving Particles

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Equation 1-34: Rate of Change of Solid Mass During Dissolution and Precipitation

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Equation 1-35: First-Order Drug Degradation Rate Equation

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Precipitation Models Equations

Equation 1-36: First Order Precipitation model equation to predict precipitation rate in the jth intestinal compartment

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where:

Variable

Definition

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The volume of the lumen in the jth intestinal compartment.

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The precipitation rate constant in the jth intestinal compartment.

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The precipitation time in the jth intestinal compartment.

Note: You can define compartment-specific precipitation times through a precipitation time versus pH profile.

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The concentration of dissolved drug in the jth intestinal compartment.

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The drug solubility in the jth intestinal compartment.

Equation 1-37: Sugano’s CLNT model - Differential equation for nucleation

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where:

Variable

Definition

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A fitted lump constant of various factors as shown in Equation 1-38.

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The diffusion coefficient of a free monomer drug.

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Avogadro’s number.

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The concentration of a free monomer drug in aqueous solution and not in bile micelles.

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The solubility of the precipitant in water without bile micelles.

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The interfacial surface tension.

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The Boltzman constant.

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The temperature.

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The molecular volume.

Equation 1-38: Sugano’s CLNT model - Particle radius calculation and fitted lump sum of various factors for the calculation of β

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where:

Variable

Definition

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The amount of particle growth (weight or mole) that is generated during a time period, with i representing a particle group that is generated at a different time point.

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The particle radius at time t.

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The density of the drug.

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The effective diffusion coefficient in a bile micelle media.

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The diffusion layer thickness.

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The sum of the concentrations of free monomer and the bile micelle-bound molecule.

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The solubility in the bile micelle media.

Equation 1-39: Simulation Plus’s CLNT model

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where:

Variable

Definition

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Assuming spherical geometry, the critical radius of the growing cluster. See Equation 1-40.

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The crystallization parameter, which is a correction factor to account for surface integration processes.

Note: All other variables have been defined previously. See Equation 1-37 and Equation 1-38.

Equation 1-40: Critical radius calculation for use in Equation 1-39

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Equation 1-41: Formation rate of new nuclei with the optimizable ECF

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Equation 1-42: Fraczkiewicz-Model V2 equation

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Absorption Models Equations

Equation 1-43: Effective permeability calculation

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where:

Variable

Definition

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The volumetric flow rate.

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The total concentration of drug in the input port.

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The total concentration of drug in the output port.

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The radius of the perfused section.*

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The length of the perfused section.*

Note: *For the experiments described here, values are constant: r = 1.75 cm. L = 10 cm.

Equation 1-44: Absorption rate coefficient calculation

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Equation 1-45: Absorption rate calculation for passive transcellular absorption

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where:

Variable

Definition

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Indicates a particular intestinal compartment.

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The rate of absorption in the jth intestinal compartment.

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The volume of the lumen in the jth intestinal compartment.

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The absorption rate coefficient for the jth intestinal compartment.

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The total concentration of drug in the lumen for the jth intestinal compartment.

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The concentration of unbound drug in the enterocyte sub-compartment of the jth intestinal compartment.


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GastroPlus absorption models assume that only dissolved drug is subject to absorption.


Equation 1-46: ASF (small intestine), logD model

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where:

Variable

Definition

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The surface area to volume ratio, where A =1.2/r and where r = the compartment radius.

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Fitting constants for the purposes of weighting the ASFs to account for aspects that are not considered in this derivation such as active transport and physiological changes in the small intestine, where:

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Value = 6.25. A fitting constant that avoids the singular condition.

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Peff at pH 6.5.

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The intrinsic (neutral) Peff of the compound.

Equation 1-47: ASF (colon), logD model

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where:

Variable

Definition

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The surface area to volume ratio, where A =4/r and where r = the compartment radius.

Note: This calculation is also applicable for the caecum.

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Fitting constants that regulate the degree to which logD can influence ASF. If C3 and C4 were both equal to 1.0, then when logD is positive, ASF would be greater than 1.0. Conversely, when logD is negative, then ASF would be less than 1.0, which accounts for the decreased colonic absorption of polar compounds as described in Ungell’s studies 7 .

Equation 1-48: ASF (small intestine), Opt logD model

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where:

Variable

Description

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Value = 6.25. A fitting constant that avoids the singular condition.

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A fitting constant that determines the rate of change, or steepness, of the ASF gradient.

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A fitting constant that influences the baseline value of the ASFs.

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The surface area to volume ratio, where

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=

  • 1.2/r for the small intestine.

  • 4/r for the caecum and the colon.

and r = the compartment radius.


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The ASF calculation for the caecum and the colon using the Opt logD model is identical to that for the logD model. See Equation 1-35.


Equation 1-49: ASF calculation (small intestine), Opt logD SA/V 6.1 model

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Equation 1-50: ASF calculation (caecum, colon), Opt logD SA/V 6.1 model

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Equation 1-51: ASF calculation (all compartments), Theoretical model

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Equation 1-52: ASF calculation (all compartments), Theoretical SA/V model

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Equation 1-53: Paracellular absorption rate prediction

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where:

Variable

Definition

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Indicates a particular intestinal compartment.

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The paracellular absorption rate coefficient for the jth intestinal compartment.

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The volume of the lumen in jth intestinal compartment.

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The total drug concentration in the lumen for the jth intestinal compartment.

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The concentration of unbound drug in the portal vein.

Equation 1-54: Paracellular absorption rate coefficient

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where:

Variable

Definition

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A physiological parameter calculated as 2/radius(j).

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Estimated according to the published equation 8  from the drug properties of size and charge, and the physiological parameters of pore radius and porosity in each intestinal compartment as shown in Equation 1-55.

Equation 1-55: Paracellular permeability calculation

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where:

Variable

Definition

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Dimensionless electrochemical energy function of the jth intestinal compartment.

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The unit charge of an ion.

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The charge of the drug molecule at the pH of the jth intestinal compartment.

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The electrical potential gradient across the aqueous pore.

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The Boltzman constant.

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The temperature.

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The porosity, or the volume fraction of aqueous pores, in the jth intestinal compartment.

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The pore length.

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The aqueous diffusion coefficient for the drug.

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A Renkin function that characterizes the diffusion of solute in a micropore. See Renkin functions in paracellular absorption.

Equation 1-56: Total rate of drug absorption

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where:

Variable

Definition

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The paracellular absorption scale factor of the jth intestinal compartment.

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The paracellular permeability of the jth intestinal compartment.

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The drug concentration in the lumen.

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The unbound concentration of drug in the portal vein.

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The lumen fluid volume of the jth intestinal compartment.

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The unbound concentration of drug in the enterocyte subcompartment.

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The transcellular absorption scale factor of the jth intestinal compartment.

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The transcellular permeability of the jth intestinal compartment.


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All absorption models described in this chapter account for passive transcellular absorption and paracellular absorption; however, if your model also accounts for active transcellular absorption, then you must include up to two additional terms— one for influx and one for efflux—in Equation 1-44.


Equation 1-57: Renkin function (Adson)

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Equation 1-58: Renkin function (Zhimin)

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where:

Variable

Definition

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The pore radius.

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The effective molecular radius when the molecule is described by a single value of molecular radius.

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The mean projected radius of solute molecule.

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The hydrodynamically equivalent sphere radius.

Equation 1-59: reff calculation

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where MW is the molecular weight of the drug compound.

Equation 1-60:  Influx and efflux calculations for saturable carrier-mediated transport

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where:

Variable

Definition

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The index for the ith influx/efflux transporter.

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The index for the jth lumen compartment.

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The total concentration of the drug in the lumen of the jth intestinal compartment.

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The concentration of unbound drug in the enterocyte sub-compartment of the jth intestinal compartment.

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The fraction of unbound drug in the enterocytes.

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The maximum transport rate for the ith influx/efflux transporter.

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The Michaelis-Menten constant (the concentration at 1/2 Vmax) for the ith transporter.

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The distribution factor for the ith transporter to adjust Vmax in the jth intestinal compartment, which represents the relative amount of the transporter compared to its Vmax measurement environment. The default value is 1.0.

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The scale factor for overall influx transport. The default value is 1.0.

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The scale factor for overall efflux transport. The default value is 1.0.

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The scale factor for overall Km for influx transporters. The default value is 1.0.

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The scale factor for overall Km for efflux transporters. The default value is 1.0.

Saturable Metabolism in the GI Tract and Liver Equations

Equation 1-61: Saturable GI tract metabolism rate

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where:

Variable

Definition

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The index for the ith gut metabolism enzyme.

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The index for the jth enterocyte compartment.

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The concentration of unbound drug in the enterocyte sub-compartment of the jth intestinal compartment.

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The fraction of unbound drug in the enterocytes.

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The maximum velocity of the ith enzyme.

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The Michaelis-Menten constant of the ith enzyme.

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The scale factor for the maximum velocity for the ith enzyme in the enterocyte sub-compartment of the jth intestinal compartment.

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The scale factor for overall enzyme velocity. The default value is 1.0.

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The scale factor for overall Km for gut enzymes. The default value is 1.0.

Equation 1-62: GastroPlus® Hepatic Extraction model, differential equation

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where:

Variable

Definition

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The hepatic flow rate.

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The whole blood to plasma drug concentration ratio.

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The total drug concentration in the portal vein.

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The total drug concentration in the liver.

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The rate of metabolism, which is calculated separately for each liver enzyme at each time point, and then the total rate of metabolism is calculated as the sum of all the rates of metabolism for all the individual enzymes according to Equation 1-63.

Equation 1-63: Sum total rate of metabolism for all liver enzymes

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where:

Variable

Definition

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The index for the ith enzyme.

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The plasma concentration of the drug in the liver.

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The fraction of unbound of the drug in plasma.

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The maximum metabolism rate for the ith enzyme.

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The Michael-Menten constant, which is the concentration at 1/2 Vmax, for the ith enzyme.

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The scale factor for overall liver Vmax. This factor is the same for all enzymes and is set to a default value of 1.0.

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The scale factor for overall liver Km. This factor is the same for all enzymes and is set to a default value of 1.0.

ACATPlus™ Equations

Equation 1-64: The diffusion process from sublayer i to sublayer i+1

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where:

Variable

Definition

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The compound diffusivity in mucus.

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The thickness of the mucus sublayer.

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The surface area of each GI segment.

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The unbound concentration in mucus sublayer i.

Equation 1-65: Mucus regeneration rate incorporated in the calculation of mucus turn over time

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Mucus regeneration will cause compound transit from sublayer i to sublayer i-1. The corresponding transit rate has been defined as MucusTurnOverRate. MucusTurnOverRate from the first sublayer represents the shedding off rate, which will transport the compound from mucus to lumen.

Equation 1-66: Mucus Turnover Rate in each Sublayer

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where:

Variable

Definition

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The total concentration in mucus sublayer i.

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The mucus volume in each sublayer.

Equation 1-67: The mass balance in each sublayer

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Equation 1-68: Mass Transport Model in Mucosa, Sub-Mucosa, and Muscularis Propria

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Where:

Variable

Definition

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The blood flow in mucosa, sub-mucosa, and muscularis propria sub-compartments.

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The unbound concentration in the mucosa sub-compartment.

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The unbound concentration in the sub-mucosa sub-compartment.

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The unbound concentration in the muscularis sub-compartment.

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The transport between mucosa and sub-mucosa.

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The transport between sub-mucosa and muscularis propria.

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and
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are governed by the permeability between their sub-compartments.

Equation 1-69: Transcellular and Paracellular Diffusion in Mucosa and Sub-Mucosa

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Where P12 and P23 are the permeability coefficients. SA12 and SA23 are the surface area.

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